The Gabelli Small Cap Growth Fund

S000001062Gabelli Equity Series Funds IncCIK 0000877670

Share classes

4 classes of this one portfolio · 0 exchange-listed

Class ID	Symbol	Status	Security in the master	Type
C000002855	GABSX	NOT_LISTED	not exchange-listed	—
C000061073	GACIX	NOT_LISTED	not exchange-listed	—
C000002854	GCASX	NOT_LISTED	not exchange-listed	—
C000002857	GCCSX	NOT_LISTED	not exchange-listed	—

The share-class bridge is a snapshot, not history. The SEC's fund share-class file says what each class trades as today, not what it traded as at a past report date. A fund that changed ticker or converted from a mutual fund resolves to its present-day symbol for every historical month shown.

Share classes

Report period

1 period filed. Holdings below describe the selected month only.

2026-03-31

Filing

NPORT-P · filed 2026-06-01

Report date: 2026-03-31
Net assets: $1,815,283,902.05
Total assets: $1,818,100,339.79
Total liabilities: $2,816,437.74
Assets invested: $0
Cash not reported in C or D: $1,125,504.8
Amendment: No
Accession: 0000940400-26-023187

By asset category

N-PORT Item C.4.a

ECEquity - common$1.76B98.1%

DBTDebt$29.94M1.7%

EPEquity - preferred$3.56M0.2%

By asset category

By issuer category

N-PORT Item C.4.b

CORPCorporate$1.76B98.2%

USTUS Treasury$29.76M1.7%

RFRegistered fund$2.04M0.1%

By issuer category

By investment country

as filed

USUS$1.64B92.0%

CACA$42.26M2.4%

JPJP$33.78M1.9%

NLNL$24.42M1.4%

MXMX$8.57M0.5%

CHCH$6.85M0.4%

BMBM$6.25M0.4%

IEIE$6.09M0.3%

ITIT$4.86M0.3%

KYKY$4.61M0.3%

HKHK$2.64M0.1%

DEDE$2.57M0.1%

By country

Classification look-through

Positions resolved to the master through ISIN, then rolled up through the taxonomy. 89.0% of reported value reaches a classification.

Equity · Industrials(68)$672.97M37.6%

Equity · Consumer Discretionary(68)$360.09M20.1%

Equity · Materials(26)$166.53M9.3%

Not resolved to the master(94)$156.38M8.7%

Equity · Financials(18)$77.05M4.3%

Equity · Communication Services(41)$65.58M3.7%

Equity · Information Technology(17)$56.12M3.1%

Equity · Consumer Staples(23)$48.85M2.7%

Equity · Health Care(25)$48.11M2.7%

Equity · Real Estate(8)$45.16M2.5%

Resolved, not yet classified(11)$41.23M2.3%

Equity · Energy(6)$33.74M1.9%

Equity · Utilities(15)$17.20M1.0%

Equity(3)$2.04M0.1%

Classification covers part of the master. 5,771 of 13,106 active securities are classified. Anything unclassified is shown as its own band rather than dropped, so a look-through total that falls short of 100% is telling you about coverage, not about the fund.

Percentages are of the reported value of positions above ($1.79B), not of the fund’s net assets ($1.82B). The two differ by cash, derivatives filed with no market value, and rounding.

Classification look-through

Holdings

423 positions in this filing

Issuer nameAsset categoryIssuer category

Holdings

Issuer↕	In master	CUSIP / ISIN	Asset	Balance↕	Value↕	Weight▼	Country
BellRing Intermediate Holdings Inc. BellRing Intermediate Holdings Inc. COMMON ST…	BRBR	07831C103 US07831C1036	EC CORP	14,000 NS	$225.3K	0.012%	US
TFS Financial Corp TFS Financial Corp COM	TFSL	87240R107 US87240R1077	EC CORP	16,000 NS	$224.8K	0.012%	US
Bowlin Travel Centers Inc	—	10259P101 US10259P1012	EC CORP	53,000 NS	$208.8K	0.012%	US
IAC Inc IAC Inc COM NEW	PPLI	44891N208 US44891N2080	EC CORP	5,000 NS	$200.2K	0.011%	US
OPKO Health, Inc. OPKO Health, Inc. COM	OPK	68375N103 US68375N1037	EC CORP	170,000 NS	$193.8K	0.011%	US
Ardagh Metal Packaging S A Ardagh Metal Packaging S A SHS	AMBP	000000000 LU2369833749	EC CORP	45,000 NS	$182.3K	0.010%	LU
MIDDLESEX WATER CO Middlesex Water Co. COM	MSEX	596680108 US5966801087	EC CORP	3,500 NS	$182.2K	0.010%	US
Pets At Home Group PLC Pets At Home Group PLC ORD GBP0.01	—	000000000 GB00BJ62K685	EC CORP	75,000 NS	$179.9K GBP	0.010%	GB
AMC Networks Inc AMCX 4.25 02/15/29 *	—	00164VAJ2 US00164VAJ26	DBT CORP	200,000 PA	$178.3K	0.010%	US
Trans-Lux Corp	—	893247304 US8932473049	EC CORP	1,605,000 NS	$176.6K	0.010%	US
Salvatore Ferragamo S.p.A. Salvatore Ferragamo S.p.A. EUR0.10	—	000000000 IT0004712375	EC CORP	21,900 NS	$174.5K EUR	0.010%	IT
John Wiley & Sons Inc	WLYB	968223305 US9682233054	EC CORP	4,500 NS	$172.8K	0.010%	US
IDT Corp IDT Corp CL B NEW	IDT	448947507 US4489475073	EC CORP	3,500 NS	$171.8K	0.009%	US
WINMARK CORP Winmark Corp. COM	WINA	974250102 US9742501029	EC CORP	400 NS	$171.0K	0.009%	US
Embraer S.A. Embraer S.A. SPONSORED ADS	EMBJ	29082A107 US29082A1079	EC CORP	2,500 NS	$148.3K	0.008%	BR
MGP Ingredients Inc. MGP Ingredients Inc. COM	MGPI	55303J106 US55303J1060	EC CORP	8,000 NS	$147.1K	0.008%	US
Universal Entertainment Corp	—	000000000 JP3126130008	EC CORP	35,000 NS	$145.6K JPY	0.008%	JP
Gyrodyne LLC	GYRO	403829104 US4038291047	EC CORP	19,007 NS	$141.0K	0.008%	US
ARKO CORP ARKO Corp. COM	ARKO	041242108 US0412421085	EC CORP	25,000 NS	$139.0K	0.008%	US
Irish Continental Group PLC	—	000000000 IE00BLP58571	EC CORP	18,600 NS	$136.3K EUR	0.008%	IE
Farmer Bros Co Farmer Bros Co COM	—	307675108 US3076751086	EC CORP	99,000 NS	$125.7K	0.007%	US
S4 Capital PLC S4 Capital PLC ORD GBP0.25	—	000000000 GB00BFZZM640	EC CORP	340,000 NS	$125.1K GBP	0.007%	GB
Meritage Homes Corp Meritage Homes Corp COM	MTH	59001A102 US59001A1025	EC CORP	2,000 NS	$123.7K	0.007%	US
Kobayashi Pharmaceutical Co Ltd Kobayashi Pharmaceutical Co Ltd NPV	—	000000000 JP3301100008	EC CORP	3,300 NS	$122.5K JPY	0.007%	JP
Vistance Networks Inc. Vistance Networks Inc. COM	VISN	20337X109 US20337X1090	EC CORP	6,500 NS	$118.3K	0.007%	US
ETHAN ALLEN INTERIORS INC Ethan Allen Interiors Inc. COM	ETD	297602104 US2976021046	EC CORP	5,000 NS	$111.3K	0.006%	US
GCI LIBERTY INC GCI Liberty Inc. COM SER A	GLIBA	36164V602 US36164V6020	EC CORP	3,000 NS	$110.5K	0.006%	US
Gray Media Inc. Gray Media Inc. COM	GTN	389375106 US3893751061	EC CORP	25,000 NS	$108.5K	0.006%	US
Monarch Cement Co/The	—	609031307 US6090313072	EC CORP	420 NS	$107.1K	0.006%	US
Neogenomics Inc Neogenomics Inc COM NEW	NEO	64049M209 US64049M2098	EC CORP	14,000 NS	$103.9K	0.006%	US
ITV PLC ITV PLC ORD GBP0.10	—	000000000 GB0033986497	EC CORP	100,000 NS	$99.3K GBP	0.005%	GB
TAKASAGO INTERNATIONAL CORP Takasago Intl Corp NPV	—	000000000 JP3454400007	EC CORP	12,500 NS	$93.3K JPY	0.005%	JP
Innovate Corporation Innovate Corporation COM NEW	VATE	45784J303 US45784J3032	EC CORP	15,500 NS	$88.0K	0.005%	US
CAPITOL FEDERAL FINANCIAL INC Capitol Fed Fin In COM	CFFN	14057J101 US14057J1016	EC CORP	12,300 NS	$87.7K	0.005%	US
Capital City Bank Group Inc. Capital City Bank Group Inc. COM	CCBG	139674105 US1396741050	EC CORP	2,000 NS	$86.9K	0.005%	US
JSP Corp JSP Corp NPV	—	000000000 JP3386000008	EC CORP	6,000 NS	$86.0K JPY	0.005%	JP
HOMETRUST BANCSHARES INC Hometrust Bancshares Inc. COM	HTB	437872104 US4378721041	EC CORP	2,000 NS	$85.3K	0.005%	US
SEIKAGAKU CORP Seikagaku Corporation NPV	—	000000000 JP3414000004	EC CORP	18,000 NS	$82.7K JPY	0.005%	JP
Transact Technologies Inc Transact Technologies Inc COM	TACT	892918103 US8929181035	EC CORP	25,000 NS	$82.3K	0.005%	US
Arq, Inc. Arq, Inc. COM	ARQ	00770C101 US00770C1018	EC CORP	30,000 NS	$76.8K	0.004%	US
Seritage Growth Properties Seritage Growth Properties CL A	SRG	81752R100 US81752R1005	EC CORP	25,000 NS	$70.3K	0.004%	US
The Hain Celestial Group Inc. The Hain Celestial Group Inc. COM	HAIN	405217100 US4052171000	EC CORP	100,000 NS	$69.8K	0.004%	US
Xerox Holdings Corporation Xerox Holdings Corporation COM NEW	XRX	98421M106 US98421M1062	EC CORP	50,000 NS	$64.5K	0.004%	US
Reading International Inc	RDIB	755408200 US7554082005	EC CORP	7,000 NS	$63.0K	0.003%	US
LEGACY HOUSING CORP Legacy Housing Corp. COM	LEGH	52472M101 US52472M1018	EC CORP	3,000 NS	$61.3K	0.003%	US
Reading Intl Inc Reading Intl Inc CL A	RDI	755408101 US7554081015	EC CORP	50,000 NS	$56.5K	0.003%	US
Evolent Health, Inc. Evolent Health, Inc. CL A	EVH	30050B101 US30050B1017	EC CORP	24,000 NS	$54.7K	0.003%	US
Willamette Valley Vineyards In Willamette Valley Vineyards Inc	WVVI	969136100 US9691361003	EC CORP	20,000 NS	$51.4K	0.003%	US
Cadiz Inc Cadiz Inc COM NEW	CDZI	127537207 US1275372076	EC CORP	10,000 NS	$49.1K	0.003%	US
GAM Holding AG	—	000000000 CH0102659627	EC CORP	370,000 NS	$49.0K CHF	0.003%	CH

Issuer↕

In master

CUSIP / ISIN

Asset

Balance↕

Value↕

Weight▼

Country

BellRing Intermediate Holdings Inc.

BellRing Intermediate Holdings Inc. COMMON ST…

BRBR

07831C103

US07831C1036

CORP

14,000 NS

$225.3K

0.012%

TFS Financial Corp

TFS Financial Corp COM

TFSL

87240R107

US87240R1077

CORP

16,000 NS

$224.8K

0.012%

Bowlin Travel Centers Inc

—

10259P101

US10259P1012

CORP

53,000 NS

$208.8K

0.012%

IAC Inc

IAC Inc COM NEW

PPLI

44891N208

US44891N2080

CORP

5,000 NS

$200.2K

0.011%

OPKO Health, Inc.

OPKO Health, Inc. COM

OPK

68375N103

US68375N1037

CORP

170,000 NS

$193.8K

0.011%

Ardagh Metal Packaging S A

Ardagh Metal Packaging S A SHS

AMBP

000000000

LU2369833749

CORP

45,000 NS

$182.3K

0.010%

MIDDLESEX WATER CO

Middlesex Water Co. COM

MSEX

596680108

US5966801087

CORP

3,500 NS

$182.2K

0.010%

Pets At Home Group PLC

Pets At Home Group PLC ORD GBP0.01

—

000000000

GB00BJ62K685

CORP

75,000 NS

$179.9K

GBP

0.010%

AMC Networks Inc

AMCX 4.25 02/15/29 *

—

00164VAJ2

US00164VAJ26

DBT

CORP

200,000 PA

$178.3K

0.010%

Trans-Lux Corp

—

893247304

US8932473049

CORP

1,605,000 NS

$176.6K

0.010%

Salvatore Ferragamo S.p.A.

Salvatore Ferragamo S.p.A. EUR0.10

—

000000000

IT0004712375

CORP

21,900 NS

$174.5K

EUR

0.010%

John Wiley & Sons Inc

WLYB

968223305

US9682233054

CORP

4,500 NS

$172.8K

0.010%

IDT Corp

IDT Corp CL B NEW

IDT

448947507

US4489475073

CORP

3,500 NS

$171.8K

0.009%

WINMARK CORP

Winmark Corp. COM

WINA

974250102

US9742501029

CORP

400 NS

$171.0K

0.009%

Embraer S.A.

Embraer S.A. SPONSORED ADS

EMBJ

29082A107

US29082A1079

CORP

2,500 NS

$148.3K

0.008%

MGP Ingredients Inc.

MGP Ingredients Inc. COM

MGPI

55303J106

US55303J1060

CORP

8,000 NS

$147.1K

0.008%

Universal Entertainment Corp

—

000000000

JP3126130008

CORP

35,000 NS

$145.6K

JPY

0.008%

Gyrodyne LLC

GYRO

403829104

US4038291047

CORP

19,007 NS

$141.0K

0.008%

ARKO CORP

ARKO Corp. COM

ARKO

041242108

US0412421085

CORP

25,000 NS

$139.0K

0.008%

Irish Continental Group PLC

—

000000000

IE00BLP58571

CORP

18,600 NS

$136.3K

EUR

0.008%

Farmer Bros Co

Farmer Bros Co COM

—

307675108

US3076751086

CORP

99,000 NS

$125.7K

0.007%

S4 Capital PLC

S4 Capital PLC ORD GBP0.25

—

000000000

GB00BFZZM640

CORP

340,000 NS

$125.1K

GBP

0.007%

Meritage Homes Corp

Meritage Homes Corp COM

MTH

59001A102

US59001A1025

CORP

2,000 NS

$123.7K

0.007%

Kobayashi Pharmaceutical Co Ltd

Kobayashi Pharmaceutical Co Ltd NPV

—

000000000

JP3301100008

CORP

3,300 NS

$122.5K

JPY

0.007%

Vistance Networks Inc.

Vistance Networks Inc. COM

VISN

20337X109

US20337X1090

CORP

6,500 NS

$118.3K

0.007%

ETHAN ALLEN INTERIORS INC

Ethan Allen Interiors Inc. COM

ETD

297602104

US2976021046

CORP

5,000 NS

$111.3K

0.006%

GCI LIBERTY INC

GCI Liberty Inc. COM SER A

GLIBA

36164V602

US36164V6020

CORP

3,000 NS

$110.5K

0.006%

Gray Media Inc.

Gray Media Inc. COM

GTN

389375106

US3893751061

CORP

25,000 NS

$108.5K

0.006%

Monarch Cement Co/The

—

609031307

US6090313072

CORP

420 NS

$107.1K

0.006%

Neogenomics Inc

Neogenomics Inc COM NEW

NEO

64049M209

US64049M2098

CORP

14,000 NS

$103.9K

0.006%

ITV PLC

ITV PLC ORD GBP0.10

—

000000000

GB0033986497

CORP

100,000 NS

$99.3K

GBP

0.005%

TAKASAGO INTERNATIONAL CORP

Takasago Intl Corp NPV

—

000000000

JP3454400007

CORP

12,500 NS

$93.3K

JPY

0.005%

Innovate Corporation

Innovate Corporation COM NEW

VATE

45784J303

US45784J3032

CORP

15,500 NS

$88.0K

0.005%

CAPITOL FEDERAL FINANCIAL INC

Capitol Fed Fin In COM

CFFN

14057J101

US14057J1016

CORP

12,300 NS

$87.7K

0.005%

Capital City Bank Group Inc.

Capital City Bank Group Inc. COM

CCBG

139674105

US1396741050

CORP

2,000 NS

$86.9K

0.005%

JSP Corp

JSP Corp NPV

—

000000000

JP3386000008

CORP

6,000 NS

$86.0K

JPY

0.005%

HOMETRUST BANCSHARES INC

Hometrust Bancshares Inc. COM

HTB

437872104

US4378721041

CORP

2,000 NS

$85.3K

0.005%

SEIKAGAKU CORP

Seikagaku Corporation NPV

—

000000000

JP3414000004

CORP

18,000 NS

$82.7K

JPY

0.005%

Transact Technologies Inc

Transact Technologies Inc COM

TACT

892918103

US8929181035

CORP

25,000 NS

$82.3K

0.005%

Arq, Inc.

Arq, Inc. COM

ARQ

00770C101

US00770C1018

CORP

30,000 NS

$76.8K

0.004%

Seritage Growth Properties

Seritage Growth Properties CL A

SRG

81752R100

US81752R1005

CORP

25,000 NS

$70.3K

0.004%

The Hain Celestial Group Inc.

The Hain Celestial Group Inc. COM

HAIN

405217100

US4052171000

CORP

100,000 NS

$69.8K

0.004%

Xerox Holdings Corporation

Xerox Holdings Corporation COM NEW

XRX

98421M106

US98421M1062

CORP

50,000 NS

$64.5K

0.004%

Reading International Inc

RDIB

755408200

US7554082005

CORP

7,000 NS

$63.0K

0.003%

LEGACY HOUSING CORP

Legacy Housing Corp. COM

LEGH

52472M101

US52472M1018

CORP

3,000 NS

$61.3K

0.003%

Reading Intl Inc

Reading Intl Inc CL A

RDI

755408101

US7554081015

CORP

50,000 NS

$56.5K

0.003%

Evolent Health, Inc.

Evolent Health, Inc. CL A

EVH

30050B101

US30050B1017

CORP

24,000 NS

$54.7K

0.003%

Willamette Valley Vineyards In

Willamette Valley Vineyards Inc

WVVI

969136100

US9691361003

CORP

20,000 NS

$51.4K

0.003%

Cadiz Inc

Cadiz Inc COM NEW

CDZI

127537207

US1275372076

CORP

10,000 NS

$49.1K

0.003%

GAM Holding AG

—

000000000

CH0102659627

CORP

370,000 NS

$49.0K

CHF

0.003%