Barrons 400 ETF

S000040588ALPS ETF TRUSTCIK 0001414040

Share classes

1 class of this one portfolio · 1 exchange-listed

Class ID	Symbol	Status	Security in the master	Type
C000125863	BFOR	LINKEDSEC_TICKER	BFORBarron's 400 ETF	ETF

The share-class bridge is a snapshot, not history. The SEC's fund share-class file says what each class trades as today, not what it traded as at a past report date. A fund that changed ticker or converted from a mutual fund resolves to its present-day symbol for every historical month shown.

Share classes

Report period

1 period filed. Holdings below describe the selected month only.

2026-02-28

Filing

NPORT-P · filed 2026-04-29

Report date: 2026-02-28
Net assets: $210,308,865.69
Total assets: $210,411,179.41
Total liabilities: $102,313.72
Assets invested: $0
Cash not reported in C or D: $55,561.9
Amendment: No
Accession: 0001049169-26-001001

By asset category

N-PORT Item C.4.a

ECEquity - common$209.81M99.8%

STIVShort-term investment veh…$413.6K0.2%

By asset category

By issuer category

N-PORT Item C.4.b

CORPCorporate$209.36M99.6%

RFRegistered fund$861.2K0.4%

By issuer category

By investment country

as filed

USUS$197.98M94.2%

BMBM$3.04M1.4%

KYKY$2.84M1.4%

PRPR$1.86M0.9%

IEIE$1.34M0.6%

GBGB$810.2K0.4%

CWCW$702.6K0.3%

CACA$700.0K0.3%

PAPA$487.6K0.2%

LRLR$451.2K0.2%

By country

Classification look-through

Positions resolved to the master through ISIN, then rolled up through the taxonomy. 96.0% of reported value reaches a classification.

Equity · Financials(79)$38.81M18.5%

Equity · Information Technology(74)$36.54M17.4%

Equity · Industrials(56)$32.36M15.4%

Equity · Health Care(51)$27.29M13.0%

Equity · Consumer Discretionary(46)$23.11M11.0%

Equity · Energy(26)$16.47M7.8%

Equity · Materials(21)$14.48M6.9%

Equity · Communication Services(12)$5.09M2.4%

Equity · Consumer Staples(10)$4.78M2.3%

Resolved, not yet classified(9)$4.76M2.3%

Not resolved to the master(8)$3.73M1.8%

Equity · Utilities(3)$1.55M0.7%

Equity(3)$1.26M0.6%

Classification covers part of the master. 5,771 of 13,106 active securities are classified. Anything unclassified is shown as its own band rather than dropped, so a look-through total that falls short of 100% is telling you about coverage, not about the fund.

Percentages are of the reported value of positions above ($210.22M), not of the fund’s net assets ($210.31M). The two differ by cash, derivatives filed with no market value, and rounding.

Classification look-through

Holdings

398 positions in this filing

Issuer nameAsset categoryIssuer category

Holdings

Issuer↕	In master	CUSIP / ISIN	Asset	Balance↕	Value↕	Weight▼	Country
Johnson & Johnson	JNJ	478160104 US4781601046	EC CORP	2,782 NS	$691.1K	0.329%	US
Cummins Inc Cummins, Inc.	CMI	231021106 US2310211063	EC CORP	1,183 NS	$690.7K	0.328%	US
Targa Resources Corp Targa Resources Corp.	TRGP	87612G101 US87612G1013	EC CORP	2,929 NS	$690.7K	0.328%	US
Eli Lilly & Co Eli Lilly & Co.	LLY	532457108 US5324571083	EC CORP	652 NS	$685.9K	0.326%	US
Regeneron Pharmaceuticals Inc Regeneron Pharmaceuticals, Inc.	REGN	75886F107 US75886F1075	EC CORP	877 NS	$685.5K	0.326%	US
Baker Hughes Co Baker Hughes Co.	BKR	05722G100 US05722G1004	EC CORP	10,470 NS	$683.3K	0.325%	US
Great Lakes Dredge & Dock Corp Great Lakes Dredge & Dock Corp.	—	390607109 US3906071093	EC CORP	40,311 NS	$683.3K	0.325%	US
Curtiss-wright Corp Curtiss-Wright Corp.	CW	231561101 US2315611010	EC CORP	974 NS	$682.1K	0.324%	US
Sterling Infrastructure Inc Sterling Infrastructure, Inc.	STRL	859241101 US8592411016	EC CORP	1,587 NS	$679.4K	0.323%	US
Atmus Filtration Technologies Inc Atmus Filtration Technologies, Inc.	ATMU	04956D107 US04956D1072	EC CORP	10,508 NS	$678.1K	0.322%	US
Monolithic Power Systems Inc Monolithic Power Systems, Inc.	MPWR	609839105 US6098391054	EC CORP	593 NS	$677.6K	0.322%	US
Ross Stores Inc Ross Stores, Inc.	ROST	778296103 US7782961038	EC CORP	3,288 NS	$676.1K	0.322%	US
New York Times Co/the New York Times Co.	NYT	650111107 US6501111073	EC CORP	8,262 NS	$659.2K	0.313%	US
Parker-hannifin Corp Parker-Hannifin Corp.	PH	701094104 US7010941042	EC CORP	652 NS	$658.0K	0.313%	US
Bristol-myers Squibb Co Bristol-Myers Squibb Co.	BMY	110122108 US1101221083	EC CORP	10,535 NS	$657.1K	0.312%	US
Tidewater Inc Tidewater, Inc.	TDW	88642R109 US88642R1095	EC CORP	8,236 NS	$654.1K	0.311%	US
Universal Technical Institute Inc Universal Technical Institute, Inc.	UTI	913915104 US9139151040	EC CORP	17,931 NS	$649.1K	0.309%	US
Edison International	EIX	281020107 US2810201077	EC CORP	8,672 NS	$648.1K	0.308%	US
Ulta Beauty Inc Ulta Beauty, Inc.	ULTA	90384S303 US90384S3031	EC CORP	946 NS	$647.8K	0.308%	US
Biogen Inc Biogen, Inc.	BIIB	09062X103 US09062X1037	EC CORP	3,363 NS	$645.1K	0.307%	US
Hamilton Insurance Group Ltd Hamilton Insurance Group, Ltd.	HG	G42706104 BMG427061046	EC CORP	20,410 NS	$644.8K	0.307%	BM
Monster Beverage Corp Monster Beverage Corp.	MNST	61174X109 US61174X1090	EC CORP	7,531 NS	$642.4K	0.305%	US
Nordson Corp Nordson Corp.	NDSN	655663102 US6556631025	EC CORP	2,188 NS	$642.0K	0.305%	US
Ies Holdings Inc IES Holdings, Inc.	IESC	44951W106 US44951W1062	EC CORP	1,293 NS	$640.5K	0.305%	US
Clear Secure Inc Clear Secure, Inc.	YOU	18467V109 US18467V1098	EC CORP	13,056 NS	$635.0K	0.302%	US
Gilead Sciences Inc Gilead Sciences, Inc.	GILD	375558103 US3755581036	EC CORP	4,246 NS	$632.4K	0.301%	US
Alphabet Inc Alphabet, Inc.	GOOGL	02079K305 US02079K3059	EC CORP	2,025 NS	$631.3K	0.300%	US
Transmedics Group Inc TransMedics Group, Inc.	TMDX	89377M109 US89377M1099	EC CORP	4,331 NS	$629.1K	0.299%	US
Ametek Inc AMETEK, Inc.	AME	031100100 US0311001004	EC CORP	2,612 NS	$624.8K	0.297%	US
Cboe Global Markets Inc CBOE Holdings, Inc.	CBOE	12503M108 US12503M1080	EC CORP	2,082 NS	$624.0K	0.297%	US
Vertex Pharmaceuticals Inc Vertex Pharmaceuticals, Inc.	VRTX	92532F100 US92532F1003	EC CORP	1,253 NS	$622.5K	0.296%	US
Ensign Group Inc/the Ensign Group, Inc.	ENSG	29358P101 US29358P1012	EC CORP	2,900 NS	$621.1K	0.295%	US
United Therapeutics Corp United Therapeutics Corp.	UTHR	91307C102 US91307C1027	EC CORP	1,221 NS	$615.3K	0.293%	US
Penumbra Inc Penumbra, Inc.	PEN	70975L107 US70975L1070	EC CORP	1,784 NS	$614.4K	0.292%	US
Casey's General Stores Inc Casey's General Stores, Inc.	CASY	147528103 US1475281036	EC CORP	894 NS	$612.9K	0.291%	US
Ul Solutions Inc UL Solutions, Inc.	ULS	903731107 US9037311076	EC CORP	7,291 NS	$612.2K	0.291%	US
Ubiquiti Inc Ubiquiti, Inc.	UI	90353W103 US90353W1036	EC CORP	798 NS	$612.1K	0.291%	US
Devon Energy Corp Devon Energy Corp.	DVN	25179M103 US25179M1036	EC CORP	14,012 NS	$609.9K	0.290%	US
Bwx Technologies Inc BWX Technologies, Inc.	BWXT	05605H100 US05605H1005	EC CORP	2,950 NS	$607.6K	0.289%	US
Oshkosh Corp Oshkosh Corp.	OSK	688239201 US6882392011	EC CORP	3,557 NS	$604.8K	0.288%	US
Tenet Healthcare Corp Tenet Healthcare Corp.	THC	88033G407 US88033G4073	EC CORP	2,526 NS	$604.7K	0.288%	US
Caci International Inc CACI International, Inc.	CACI	127190304 US1271903049	EC CORP	990 NS	$604.1K	0.287%	US
Union Pacific Corp Union Pacific Corp.	UNP	907818108 US9078181081	EC CORP	2,271 NS	$601.8K	0.286%	US
Primoris Services Corp Primoris Services Corp.	PRIM	74164F103 US74164F1030	EC CORP	3,992 NS	$601.7K	0.286%	US
Amphenol Corp Amphenol Corp.	APH	032095101 US0320951017	EC CORP	4,103 NS	$599.3K	0.285%	US
Xpel Inc XPEL, Inc.	XPEL	98379L100 US98379L1008	EC CORP	14,045 NS	$598.6K	0.285%	US
Black Stone Minerals Lp Black Stone Minerals LP	BSM	09225M101 US09225M1018	EC CORP	39,641 NS	$598.6K	0.285%	US
General Electric Co General Electric Co.	GE	369604301 US3696043013	EC CORP	1,748 NS	$598.3K	0.284%	US
Renaissancere Holdings Ltd RenaissanceRe Holdings, Ltd.	RNR	G7496G103 BMG7496G1033	EC CORP	1,974 NS	$597.1K	0.284%	BM
Generac Holdings Inc Generac Holdings, Inc.	GNRC	368736104 US3687361044	EC CORP	2,646 NS	$596.3K	0.284%	US

Issuer↕

In master

CUSIP / ISIN

Asset

Balance↕

Value↕

Weight▼

Country

Johnson & Johnson

JNJ

478160104

US4781601046

CORP

2,782 NS

$691.1K

0.329%

Cummins Inc

Cummins, Inc.

CMI

231021106

US2310211063

CORP

1,183 NS

$690.7K

0.328%

Targa Resources Corp

Targa Resources Corp.

TRGP

87612G101

US87612G1013

CORP

2,929 NS

$690.7K

0.328%

Eli Lilly & Co

Eli Lilly & Co.

LLY

532457108

US5324571083

CORP

652 NS

$685.9K

0.326%

Regeneron Pharmaceuticals Inc

Regeneron Pharmaceuticals, Inc.

REGN

75886F107

US75886F1075

CORP

877 NS

$685.5K

0.326%

Baker Hughes Co

Baker Hughes Co.

BKR

05722G100

US05722G1004

CORP

10,470 NS

$683.3K

0.325%

Great Lakes Dredge & Dock Corp

Great Lakes Dredge & Dock Corp.

—

390607109

US3906071093

CORP

40,311 NS

$683.3K

0.325%

Curtiss-wright Corp

Curtiss-Wright Corp.

231561101

US2315611010

CORP

974 NS

$682.1K

0.324%

Sterling Infrastructure Inc

Sterling Infrastructure, Inc.

STRL

859241101

US8592411016

CORP

1,587 NS

$679.4K

0.323%

Atmus Filtration Technologies Inc

Atmus Filtration Technologies, Inc.

ATMU

04956D107

US04956D1072

CORP

10,508 NS

$678.1K

0.322%

Monolithic Power Systems Inc

Monolithic Power Systems, Inc.

MPWR

609839105

US6098391054

CORP

593 NS

$677.6K

0.322%

Ross Stores Inc

Ross Stores, Inc.

ROST

778296103

US7782961038

CORP

3,288 NS

$676.1K

0.322%

New York Times Co/the

New York Times Co.

NYT

650111107

US6501111073

CORP

8,262 NS

$659.2K

0.313%

Parker-hannifin Corp

Parker-Hannifin Corp.

701094104

US7010941042

CORP

652 NS

$658.0K

0.313%

Bristol-myers Squibb Co

Bristol-Myers Squibb Co.

BMY

110122108

US1101221083

CORP

10,535 NS

$657.1K

0.312%

Tidewater Inc

Tidewater, Inc.

TDW

88642R109

US88642R1095

CORP

8,236 NS

$654.1K

0.311%

Universal Technical Institute Inc

Universal Technical Institute, Inc.

UTI

913915104

US9139151040

CORP

17,931 NS

$649.1K

0.309%

Edison International

EIX

281020107

US2810201077

CORP

8,672 NS

$648.1K

0.308%

Ulta Beauty Inc

Ulta Beauty, Inc.

ULTA

90384S303

US90384S3031

CORP

946 NS

$647.8K

0.308%

Biogen Inc

Biogen, Inc.

BIIB

09062X103

US09062X1037

CORP

3,363 NS

$645.1K

0.307%

Hamilton Insurance Group Ltd

Hamilton Insurance Group, Ltd.

G42706104

BMG427061046

CORP

20,410 NS

$644.8K

0.307%

Monster Beverage Corp

Monster Beverage Corp.

MNST

61174X109

US61174X1090

CORP

7,531 NS

$642.4K

0.305%

Nordson Corp

Nordson Corp.

NDSN

655663102

US6556631025

CORP

2,188 NS

$642.0K

0.305%

Ies Holdings Inc

IES Holdings, Inc.

IESC

44951W106

US44951W1062

CORP

1,293 NS

$640.5K

0.305%

Clear Secure Inc

Clear Secure, Inc.

YOU

18467V109

US18467V1098

CORP

13,056 NS

$635.0K

0.302%

Gilead Sciences Inc

Gilead Sciences, Inc.

GILD

375558103

US3755581036

CORP

4,246 NS

$632.4K

0.301%

Alphabet Inc

Alphabet, Inc.

GOOGL

02079K305

US02079K3059

CORP

2,025 NS

$631.3K

0.300%

Transmedics Group Inc

TransMedics Group, Inc.

TMDX

89377M109

US89377M1099

CORP

4,331 NS

$629.1K

0.299%

Ametek Inc

AMETEK, Inc.

AME

031100100

US0311001004

CORP

2,612 NS

$624.8K

0.297%

Cboe Global Markets Inc

CBOE Holdings, Inc.

CBOE

12503M108

US12503M1080

CORP

2,082 NS

$624.0K

0.297%

Vertex Pharmaceuticals Inc

Vertex Pharmaceuticals, Inc.

VRTX

92532F100

US92532F1003

CORP

1,253 NS

$622.5K

0.296%

Ensign Group Inc/the

Ensign Group, Inc.

ENSG

29358P101

US29358P1012

CORP

2,900 NS

$621.1K

0.295%

United Therapeutics Corp

United Therapeutics Corp.

UTHR

91307C102

US91307C1027

CORP

1,221 NS

$615.3K

0.293%

Penumbra Inc

Penumbra, Inc.

PEN

70975L107

US70975L1070

CORP

1,784 NS

$614.4K

0.292%

Casey's General Stores Inc

Casey's General Stores, Inc.

CASY

147528103

US1475281036

CORP

894 NS

$612.9K

0.291%

Ul Solutions Inc

UL Solutions, Inc.

ULS

903731107

US9037311076

CORP

7,291 NS

$612.2K

0.291%

Ubiquiti Inc

Ubiquiti, Inc.

90353W103

US90353W1036

CORP

798 NS

$612.1K

0.291%

Devon Energy Corp

Devon Energy Corp.

DVN

25179M103

US25179M1036

CORP

14,012 NS

$609.9K

0.290%

Bwx Technologies Inc

BWX Technologies, Inc.

BWXT

05605H100

US05605H1005

CORP

2,950 NS

$607.6K

0.289%

Oshkosh Corp

Oshkosh Corp.

OSK

688239201

US6882392011

CORP

3,557 NS

$604.8K

0.288%

Tenet Healthcare Corp

Tenet Healthcare Corp.

THC

88033G407

US88033G4073

CORP

2,526 NS

$604.7K

0.288%

Caci International Inc

CACI International, Inc.

CACI

127190304

US1271903049

CORP

990 NS

$604.1K

0.287%

Union Pacific Corp

Union Pacific Corp.

UNP

907818108

US9078181081

CORP

2,271 NS

$601.8K

0.286%

Primoris Services Corp

Primoris Services Corp.

PRIM

74164F103

US74164F1030

CORP

3,992 NS

$601.7K

0.286%

Amphenol Corp

Amphenol Corp.

APH

032095101

US0320951017

CORP

4,103 NS

$599.3K

0.285%

Xpel Inc

XPEL, Inc.

XPEL

98379L100

US98379L1008

CORP

14,045 NS

$598.6K

0.285%

Black Stone Minerals Lp

Black Stone Minerals LP

BSM

09225M101

US09225M1018

CORP

39,641 NS

$598.6K

0.285%

General Electric Co

General Electric Co.

369604301

US3696043013

CORP

1,748 NS

$598.3K

0.284%

Renaissancere Holdings Ltd

RenaissanceRe Holdings, Ltd.

RNR

G7496G103

BMG7496G1033

CORP

1,974 NS

$597.1K

0.284%

Generac Holdings Inc

Generac Holdings, Inc.

GNRC

368736104

US3687361044

CORP

2,646 NS

$596.3K

0.284%