Principal U.S. Small-Cap ETF

S000055159Principal Exchange-Traded FundsCIK 0001572661

Share classes

1 class of this one portfolio · 1 exchange-listed

Class ID	Symbol	Status	Security in the master	Type
C000173454	PSC	LINKEDSEC_TICKER	PSCPrincipal Exchange-Traded Funds Principal U…	ETF

The share-class bridge is a snapshot, not history. The SEC's fund share-class file says what each class trades as today, not what it traded as at a past report date. A fund that changed ticker or converted from a mutual fund resolves to its present-day symbol for every historical month shown.

Share classes

Report period

1 period filed. Holdings below describe the selected month only.

2026-03-31

Filing

NPORT-P · filed 2026-05-13

Report date: 2026-03-31
Net assets: $1,768,228,171.35
Total assets: $1,774,066,407.56
Total liabilities: $5,838,236.21
Assets invested: $0
Cash not reported in C or D: $0
Amendment: No
Accession: 0001410368-26-043485

By asset category

N-PORT Item C.4.a

ECEquity - common$1.76B99.3%

STIVShort-term investment veh…$13.10M0.7%

By asset category

By issuer category

N-PORT Item C.4.b

CORPCorporate$1.68B94.9%

OTHEROther; the filer describe…$76.87M4.3%

RFRegistered fund$13.10M0.7%

By issuer category

By investment country

as filed

USUS$1.60B90.8%

KYKY$44.51M2.5%

BMBM$31.40M1.8%

CACA$20.60M1.2%

MHMH$18.10M1.0%

GBGB$17.64M1.0%

PRPR$11.42M0.6%

IEIE$8.54M0.5%

ILIL$4.31M0.2%

LULU$2.36M0.1%

GGGG$2.18M0.1%

VGVG$2.08M0.1%

By country

Classification look-through

Positions resolved to the master through ISIN, then rolled up through the taxonomy. 94.1% of reported value reaches a classification.

Equity · Information Technology(74)$315.68M17.8%

Equity · Financials(80)$300.80M17.0%

Equity · Health Care(90)$267.89M15.1%

Equity · Industrials(65)$256.20M14.5%

Equity · Consumer Discretionary(51)$142.44M8.0%

Equity · Real Estate(31)$92.74M5.2%

Equity · Energy(26)$87.67M4.9%

Equity · Materials(26)$80.45M4.5%

Not resolved to the master(19)$62.68M3.5%

Equity · Utilities(10)$54.02M3.0%

Resolved, not yet classified(13)$42.24M2.4%

Equity · Communication Services(10)$29.94M1.7%

Equity · Consumer Staples(17)$26.87M1.5%

Equity(4)$13.28M0.7%

Classification covers part of the master. 5,771 of 13,106 active securities are classified. Anything unclassified is shown as its own band rather than dropped, so a look-through total that falls short of 100% is telling you about coverage, not about the fund.

Percentages are of the reported value of positions above ($1.77B), not of the fund’s net assets ($1.77B). The two differ by cash, derivatives filed with no market value, and rounding.

Classification look-through

Holdings

516 positions in this filing

Issuer nameAsset categoryIssuer category

Holdings

Issuer↕	In master	CUSIP / ISIN	Asset	Balance↕	Value↕	Weight▼	Country
Hims & Hers Health Inc Hims & Hers Health, Inc.	HIMS	433000106 US4330001060	EC CORP	807,097 NS	$16.76M	0.948%	US
Planet Labs PBC	PL	72703X106 US72703X1063	EC CORP	545,216 NS	$15.24M	0.862%	US
Argan Inc Argan, Inc.	AGX	04010E109 US04010E1091	EC CORP	27,639 NS	$15.05M	0.851%	US
DigitalOcean Holdings Inc DigitalOcean Holdings, Inc.	DOCN	25402D102 US25402D1028	EC CORP	162,808 NS	$13.97M	0.790%	US
Fabrinet	FN	000000000 KYG3323L1005	EC CORP	26,588 NS	$13.87M	0.784%	KY
Nextpower Inc Nextpower, Inc.	NXT	65290E101 US65290E1010	EC CORP	113,187 NS	$13.64M	0.772%	US
Bread Financial Holdings Inc Bread Financial Holdings, Inc.	BFH	018581108 US0185811082	EC CORP	182,058 NS	$13.63M	0.771%	US
Zeta Global Holdings Corp Zeta Global Holdings Corp.	ZETA	98956A105 US98956A1051	EC CORP	851,912 NS	$13.56M	0.767%	US
Chart Industries Inc Chart Industries, Inc.	—	16115Q308 US16115Q3083	EC CORP	63,732 NS	$13.18M	0.745%	US
Bridgebio Pharma Inc Bridgebio Pharma, Inc.	BBIO	10806X102 US10806X1028	EC CORP	175,240 NS	$13.01M	0.736%	US
Sterling Infrastructure Inc Sterling Infrastructure, Inc.	STRL	859241101 US8592411016	EC CORP	30,123 NS	$12.27M	0.694%	US
Patterson-UTI Energy Inc Patterson-UTI Energy, Inc.	PTEN	703481101 US7034811015	EC CORP	1,130,735 NS	$12.25M	0.693%	US
American Healthcare REIT Inc American Healthcare REIT, Inc.	AHR	398182303 US3981823038	EC OTHER	254,533 NS	$12.00M	0.679%	US
Brinker International Inc Brinker International, Inc.	EAT	109641100 US1096411004	EC CORP	81,883 NS	$11.69M	0.661%	US
Guardant Health Inc Guardant Health, Inc.	GH	40131M109 US40131M1099	EC CORP	125,879 NS	$11.63M	0.658%	US
Advanced Energy Industries Inc Advanced Energy Industries, Inc.	AEIS	007973100 US0079731008	EC CORP	35,915 NS	$11.59M	0.655%	US
TTM Technologies Inc TTM Technologies, Inc.	TTMI	87305R109 US87305R1095	EC CORP	118,711 NS	$11.56M	0.654%	US
Hancock Whitney Corp Hancock Whitney Corp.	HWC	410120109 US4101201097	EC CORP	181,069 NS	$11.51M	0.651%	US
Primoris Services Corp Primoris Services Corp.	PRIM	74164F103 US74164F1030	EC CORP	79,235 NS	$11.33M	0.641%	US
Coeur Mining Inc Coeur Mining, Inc.	CDE	192108504 US1921085049	EC CORP	588,826 NS	$11.05M	0.625%	US
Rambus Inc Rambus, Inc.	RMBS	750917106 US7509171069	EC CORP	128,215 NS	$11.03M	0.624%	US
Hecla Mining Co Hecla Mining Co.	HL	422704106 US4227041062	EC CORP	575,554 NS	$10.72M	0.606%	US
Black Hills Corp Black Hills Corp.	BKH	092113109 US0921131092	EC CORP	151,110 NS	$10.49M	0.593%	US
Sezzle Inc Sezzle, Inc.	SEZL	78435P105 US78435P1057	EC CORP	163,782 NS	$10.37M	0.586%	US
Dycom Industries Inc Dycom Industries, Inc.	DY	267475101 US2674751019	EC CORP	30,437 NS	$10.31M	0.583%	US
Credo Technology Group Holding Ltd Credo Technology Group Holding Ltd.	CRDO	000000000 KYG254571055	EC CORP	108,638 NS	$10.20M	0.577%	KY
Liberty Energy Inc Liberty Energy, Inc.	LBRT	53115L104 US53115L1044	EC CORP	353,970 NS	$10.19M	0.577%	US
Powell Industries Inc Powell Industries, Inc.	POWL	739128106 US7391281067	EC CORP	18,710 NS	$10.12M	0.573%	US
CNX Resources Corp CNX Resources Corp.	CNX	12653C108 US12653C1080	EC CORP	259,033 NS	$9.99M	0.565%	US
Ormat Technologies Inc Ormat Technologies, Inc.	ORA	686688102 US6866881021	EC CORP	88,647 NS	$9.92M	0.561%	US
Pagseguro Digital Ltd Pagseguro Digital Ltd.	PAGS	000000000 KYG687071012	EC CORP	982,055 NS	$9.84M	0.557%	KY
PJT Partners Inc PJT Partners, Inc.	PJT	69343T107 US69343T1079	EC CORP	69,930 NS	$9.77M	0.553%	US
WisdomTree Inc WisdomTree, Inc.	WT	97717P104 US97717P1049	EC CORP	669,899 NS	$9.75M	0.552%	US
EnerSys	ENS	29275Y102 US29275Y1029	EC CORP	54,402 NS	$9.45M	0.534%	US
Vicor Corp Vicor Corp.	VICR	925815102 US9258151029	EC CORP	58,411 NS	$9.40M	0.532%	US
Atlantic Union Bankshares Corp Atlantic Union Bankshares Corp.	AUB	04911A107 US04911A1079	EC CORP	261,946 NS	$9.36M	0.529%	US
Enova International Inc Enova International, Inc.	ENVA	29357K103 US29357K1034	EC CORP	67,482 NS	$9.17M	0.518%	US
HealthEquity Inc HealthEquity, Inc.	HQY	42226A107 US42226A1079	EC CORP	109,445 NS	$9.15M	0.517%	US
Compass Inc Compass, Inc.	COMP	20464U100 US20464U1007	EC CORP	1,249,525 NS	$9.13M	0.517%	US
SPX Technologies Inc SPX Technologies, Inc.	SPXC	78473E103 US78473E1038	EC CORP	45,569 NS	$9.11M	0.515%	US
FirstCash Holdings Inc FirstCash Holdings, Inc.	FCFS	33768G107 US33768G1076	EC CORP	48,230 NS	$9.07M	0.513%	US
Granite Construction Inc Granite Construction, Inc.	GVA	387328107 US3873281071	EC CORP	75,120 NS	$9.01M	0.509%	US
Texas Capital Bancshares Inc Texas Capital Bancshares, Inc.	TCBI	88224Q107 US88224Q1076	EC CORP	93,401 NS	$8.86M	0.501%	US
Selective Insurance Group Inc Selective Insurance Group, Inc.	SIGI	816300107 US8163001071	EC CORP	116,471 NS	$8.78M	0.497%	US
Terex Corp Terex Corp.	TEX	880779103 US8807791038	EC CORP	145,002 NS	$8.57M	0.485%	US
Protagonist Therapeutics Inc Protagonist Therapeutics, Inc.	PTGX	74366E102 US74366E1029	EC CORP	80,405 NS	$8.47M	0.479%	US
Essent Group Ltd Essent Group Ltd.	ESNT	000000000 BMG3198U1027	EC CORP	144,084 NS	$8.42M	0.476%	BM
PTC Therapeutics Inc PTC Therapeutics, Inc.	PTCT	69366J200 US69366J2006	EC CORP	122,777 NS	$8.36M	0.473%	US
Noble Corp PLC Noble Corp. PLC	NE	000000000 GB00BMXNWH07	EC CORP	168,367 NS	$8.26M	0.467%	GB
Kodiak Gas Services Inc Kodiak Gas Services, Inc.	KGS	50012A108 US50012A1088	EC CORP	141,388 NS	$8.25M	0.466%	US

Issuer↕

In master

CUSIP / ISIN

Asset

Balance↕

Value↕

Weight▼

Country

Hims & Hers Health Inc

Hims & Hers Health, Inc.

HIMS

433000106

US4330001060

CORP

807,097 NS

$16.76M

0.948%

Planet Labs PBC

72703X106

US72703X1063

CORP

545,216 NS

$15.24M

0.862%

Argan Inc

Argan, Inc.

AGX

04010E109

US04010E1091

CORP

27,639 NS

$15.05M

0.851%

DigitalOcean Holdings Inc

DigitalOcean Holdings, Inc.

DOCN

25402D102

US25402D1028

CORP

162,808 NS

$13.97M

0.790%

Fabrinet

000000000

KYG3323L1005

CORP

26,588 NS

$13.87M

0.784%

Nextpower Inc

Nextpower, Inc.

NXT

65290E101

US65290E1010

CORP

113,187 NS

$13.64M

0.772%

Bread Financial Holdings Inc

Bread Financial Holdings, Inc.

BFH

018581108

US0185811082

CORP

182,058 NS

$13.63M

0.771%

Zeta Global Holdings Corp

Zeta Global Holdings Corp.

ZETA

98956A105

US98956A1051

CORP

851,912 NS

$13.56M

0.767%

Chart Industries Inc

Chart Industries, Inc.

—

16115Q308

US16115Q3083

CORP

63,732 NS

$13.18M

0.745%

Bridgebio Pharma Inc

Bridgebio Pharma, Inc.

BBIO

10806X102

US10806X1028

CORP

175,240 NS

$13.01M

0.736%

Sterling Infrastructure Inc

Sterling Infrastructure, Inc.

STRL

859241101

US8592411016

CORP

30,123 NS

$12.27M

0.694%

Patterson-UTI Energy Inc

Patterson-UTI Energy, Inc.

PTEN

703481101

US7034811015

CORP

1,130,735 NS

$12.25M

0.693%

American Healthcare REIT Inc

American Healthcare REIT, Inc.

AHR

398182303

US3981823038

OTHER

254,533 NS

$12.00M

0.679%

Brinker International Inc

Brinker International, Inc.

EAT

109641100

US1096411004

CORP

81,883 NS

$11.69M

0.661%

Guardant Health Inc

Guardant Health, Inc.

40131M109

US40131M1099

CORP

125,879 NS

$11.63M

0.658%

Advanced Energy Industries Inc

Advanced Energy Industries, Inc.

AEIS

007973100

US0079731008

CORP

35,915 NS

$11.59M

0.655%

TTM Technologies Inc

TTM Technologies, Inc.

TTMI

87305R109

US87305R1095

CORP

118,711 NS

$11.56M

0.654%

Hancock Whitney Corp

Hancock Whitney Corp.

HWC

410120109

US4101201097

CORP

181,069 NS

$11.51M

0.651%

Primoris Services Corp

Primoris Services Corp.

PRIM

74164F103

US74164F1030

CORP

79,235 NS

$11.33M

0.641%

Coeur Mining Inc

Coeur Mining, Inc.

CDE

192108504

US1921085049

CORP

588,826 NS

$11.05M

0.625%

Rambus Inc

Rambus, Inc.

RMBS

750917106

US7509171069

CORP

128,215 NS

$11.03M

0.624%

Hecla Mining Co

Hecla Mining Co.

422704106

US4227041062

CORP

575,554 NS

$10.72M

0.606%

Black Hills Corp

Black Hills Corp.

BKH

092113109

US0921131092

CORP

151,110 NS

$10.49M

0.593%

Sezzle Inc

Sezzle, Inc.

SEZL

78435P105

US78435P1057

CORP

163,782 NS

$10.37M

0.586%

Dycom Industries Inc

Dycom Industries, Inc.

267475101

US2674751019

CORP

30,437 NS

$10.31M

0.583%

Credo Technology Group Holding Ltd

Credo Technology Group Holding Ltd.

CRDO

000000000

KYG254571055

CORP

108,638 NS

$10.20M

0.577%

Liberty Energy Inc

Liberty Energy, Inc.

LBRT

53115L104

US53115L1044

CORP

353,970 NS

$10.19M

0.577%

Powell Industries Inc

Powell Industries, Inc.

POWL

739128106

US7391281067

CORP

18,710 NS

$10.12M

0.573%

CNX Resources Corp

CNX Resources Corp.

CNX

12653C108

US12653C1080

CORP

259,033 NS

$9.99M

0.565%

Ormat Technologies Inc

Ormat Technologies, Inc.

ORA

686688102

US6866881021

CORP

88,647 NS

$9.92M

0.561%

Pagseguro Digital Ltd

Pagseguro Digital Ltd.

PAGS

000000000

KYG687071012

CORP

982,055 NS

$9.84M

0.557%

PJT Partners Inc

PJT Partners, Inc.

PJT

69343T107

US69343T1079

CORP

69,930 NS

$9.77M

0.553%

WisdomTree Inc

WisdomTree, Inc.

97717P104

US97717P1049

CORP

669,899 NS

$9.75M

0.552%

EnerSys

ENS

29275Y102

US29275Y1029

CORP

54,402 NS

$9.45M

0.534%

Vicor Corp

Vicor Corp.

VICR

925815102

US9258151029

CORP

58,411 NS

$9.40M

0.532%

Atlantic Union Bankshares Corp

Atlantic Union Bankshares Corp.

AUB

04911A107

US04911A1079

CORP

261,946 NS

$9.36M

0.529%

Enova International Inc

Enova International, Inc.

ENVA

29357K103

US29357K1034

CORP

67,482 NS

$9.17M

0.518%

HealthEquity Inc

HealthEquity, Inc.

HQY

42226A107

US42226A1079

CORP

109,445 NS

$9.15M

0.517%

Compass Inc

Compass, Inc.

COMP

20464U100

US20464U1007

CORP

1,249,525 NS

$9.13M

0.517%

SPX Technologies Inc

SPX Technologies, Inc.

SPXC

78473E103

US78473E1038

CORP

45,569 NS

$9.11M

0.515%

FirstCash Holdings Inc

FirstCash Holdings, Inc.

FCFS

33768G107

US33768G1076

CORP

48,230 NS

$9.07M

0.513%

Granite Construction Inc

Granite Construction, Inc.

GVA

387328107

US3873281071

CORP

75,120 NS

$9.01M

0.509%

Texas Capital Bancshares Inc

Texas Capital Bancshares, Inc.

TCBI

88224Q107

US88224Q1076

CORP

93,401 NS

$8.86M

0.501%

Selective Insurance Group Inc

Selective Insurance Group, Inc.

SIGI

816300107

US8163001071

CORP

116,471 NS

$8.78M

0.497%

Terex Corp

Terex Corp.

TEX

880779103

US8807791038

CORP

145,002 NS

$8.57M

0.485%

Protagonist Therapeutics Inc

Protagonist Therapeutics, Inc.

PTGX

74366E102

US74366E1029

CORP

80,405 NS

$8.47M

0.479%

Essent Group Ltd

Essent Group Ltd.

ESNT

000000000

BMG3198U1027

CORP

144,084 NS

$8.42M

0.476%

PTC Therapeutics Inc

PTC Therapeutics, Inc.

PTCT

69366J200

US69366J2006

CORP

122,777 NS

$8.36M

0.473%

Noble Corp PLC

Noble Corp. PLC

000000000

GB00BMXNWH07

CORP

168,367 NS

$8.26M

0.467%

Kodiak Gas Services Inc

Kodiak Gas Services, Inc.

KGS

50012A108

US50012A1088

CORP

141,388 NS

$8.25M

0.466%